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Reporting Internal Control Deficiencies Under the Yellow Book (RICD)

  • Format Self-Study Webcasts
  • Credits 1.00
  • Level Intermediate
  • Field of Study Auditing (Governmental) (1)

Overview

The Yellow Book contains performance and reporting requirements related to internal control deficiencies. This course is designed to help you understand these requirements and excel in applying them. We will also examine where the auditor draws the line as to whether an internal control deficiency is a significant deficiency or a material weakness.



Major Topics:

  • The Yellow Book performance and reporting requirements related to internal control deficiencies
  • Evaluating whether an internal control deficiency should be reported as a significant deficiency or a material weakness
  • How the auditor develops the criteria, condition, cause, and effect elements of a Yellow Book finding

Learning Objectives:

  • Obtain a thorough working knowledge of the Yellow Book requirements related to internal control deficiencies
  • Understand the thought process an auditor uses for developing and writing a Yellow Book internal control finding

Who should take this course:

Yellow Book auditors and auditees

Some introductory knowledge of the Yellow Book

None

No

No

Yes

QAS Approval Surgent
IRS Approval Surgent
CFP Approval Surgent
CTEC Approval Surgent
CPE Webinars
CPE Webinars

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